Court of Appeal Hearing - re Contempt.
[2021]JCA042
Court of Appeal
15 February 2021
Before :
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James McNeill QC, President,
George Bompas QC; and
Sir William Bailhache
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Between
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Mr A
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Appellant
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And
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V Trustees Limited (formerly G Trustees
Limited)
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First Respondent
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And
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Mrs C
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Second Respondent
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And
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Mr D
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Third Respondent
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The Appellant in person.
Advocate M. P. Renouf for the First Respondent.
The Second Respondent was not represented
Advocate R. S. Christie for the Third
Respondent.
in private
Judgment
the President:
1.
In this
matter, in which the hearing of the appeal is due to take place later this
year, it was brought to the attention of the court that the Appellant had
engaged in certain actions which might be considered to have been in contempt
of court. These were that a firm of
solicitors had received emails from the Appellant seeking information and
documentation relating, broadly, to certain issues which he has sought to raise
in the present proceedings. Those
emails attached transcripts of hearings below in this matter. Those hearings, as was well known to all
parties, had been conducted in private and the transcripts were clearly
endorsed with a prohibition on transmission without Judicial permission.
2.
The
complaint was intimated by those solicitors to the Appellant who immediately
contacted the court seeking forgiveness if he had been in the wrong and
explaining the reasons behind his actions.
3.
The court
was of the clear prima facie view that these transmissions constituted
contempt as the Appellant, as an active party, was well aware of the private
nature of the proceedings.
4.
A special
hearing was therefore convened to call for the Appellant to explain his actions
and, if appropriate, to consider the proper sanction. The Appellant duly acknowledged that he
had been in the wrong; but his explanations did not give any satisfactory
reason as to why he had, intentionally it appears, flouted the court’s
orders. It may well be, as he put
to us, that he had intended no malice or gain, had been overwrought through
full time work and the pressures of litigation and had approached persons whom
he thought to be parties to his claims and whom he considered to have been
withholding vital information in a grossly partial manner. Such considerations may have been the
reasons for his actions but they come nowhere near an excuse for manifest
defiance of judicial arrangements put in place to protect all those involved in
this litigation.
5.
As stated
in Taylor v Chief Officer of the States of Jersey
Police [2004] JLR 494, the test as to whether contempt by breach of a
Court Order is essentially objective:
“29. It is of the first importance that Orders of the
Court should be obeyed. This is not
for the purpose of upholding the Court’s dignity. The Court makes Orders because it
believes them to be in the interest of justice. If parties are to be able to rely upon
the Court resolving disputes between them, they must have confidence that
Orders will be enforced. If it is
open to a party to argue that, although he has failed to comply with the
Court’s Order he did not mean to breach the Order, there would be endless
scope for argument and for parties to try and get out of their obligation to
obey the Order …… Far
better for there to be an absolute rule that Orders must be obeyed with
mitigation being available as necessary where the breach was not
deliberate. The policy
considerations which have led the English Courts to adopt the approach which
they have are equally applicable in Jersey.
30. In
summary, the question of whether or not a contempt by reason of a breach of a
Court Order has been committed involves an essentially objective test requiring
the determination of whether or not the alleged contempt nor has acted in a
manner constituting a breach of the Order.
If he has, then a contempt will be established, regardless of whether or
not he acted contentiously or with the intention of breaking the Order,
although whether any, and if so what, punishment ought to be imposed on him
will, or maybe, materially dependent on considerations of this sought.”
6.
We are in
no doubt but that the circumstances here were a manifest contempt.
7.
Turning to
sanction, therefore, the court most recently indicated in BNP
Paribas Jersey Trust Corporation Limited v Camilla de Bourbon des Deux Siciles [2020] JRC 267 at paragraph 74:
“As the Court said in Caversham
Trustees Limited v S Patel and 7 Others [2007] JRC 215 at paragraph 31,
there are no statutory limits under Jersey law as to the penalties that may be
imposed for contempt and the Court’s remedies therefore range from a
reprimand to a fine or ultimately to imprisonment. Another power available to the Court is
the imposition of a punitive costs order (i.e., that the contemnor pays all of
the costs of the other party as between solicitor and client). It is also open
to the Court to refuse to hear the party or to refuse to do so until the
contempt has been purged.”
8.
To
maintain proportionality, we consider that the circumstances here, as they are
at present, do not merit either our refusing to hear the appeal or to imposing
a fine which might lead to imprisonment. Nor do we consider that an order such as
a pre-emptive costs order would reflect the fact that the actions have been
against the authority of the court. In the whole circumstances we will
pronounce an ‘unless’ order requiring the Appellant to pay
the court fees for his appeal, as notified to him by the Greffier,
no later than by close of business on Friday 5th March 2021, in
default of which his appeal will be struck out.
9.
We would
add, however, that any further contempt, through whatever circumstances, could
well lead to an immediate striking out of the appeal.
10. There will be liberty for the Appellant to apply
to the court, if he is genuinely in financial difficulties which make him
unable to pay the court fees for his appeal, to be relieved of his obligation
to pay those fees. Such an
application (were one to be made) should be in good time before 5th
March 2021 and would require to be accompanied by a sworn or affirmed Affidavit
setting out his means and financial obligations and showing why he could not be
expected to pay those fees. The
basis for the application should be simply the Appellant’s present financial
circumstances, not what the Appellant might believe to be the causes of those
circumstances. The Affidavit would
require to be supported by immediately verifiable evidence. As to income this could be by such as an
employer’s certificate of earnings or his most recent tax return. Evidence of significant obligations or of
net disposable income might depend on the obligations or be shown through bank
statements for the past six months. The fact of the making of the application
would be intimated to the other parties to the appeal but the resulting file
and its contents would be sealed as between the Appellant and the Court.
11. The Respondents to this appeal will bear their
own costs of and incidental to this contempt hearing.
12. In the meantime, the appeal proceeds in
accordance with directions.
Authorities
Taylor
v Chief Officer of the States of Jersey Police [2004] JLR 494.
BNP
Paribas Jersey Trust Corporation Limited v Camilla de Bourbon des Deux Siciles [2020] JRC 267